Dame Elizabeth Gloster’s report, as Independent Investigator, into the FCA’s regulation of London Capital and Finance was published on 17 December 2020.
London Capital and Finance was a company which issued “mini-bonds”. The firm’s collapse in early 2019 impacted over 11,000 retail investors who had invested over £230m.
The report, together with the relevant ministerial statement and FCA responses, is available here.
Dame Elizabeth was supported in the conduct of the Investigation, and in the writing of the report, by James Petkovic and KV Krishnaprasad, junior counsel at One Essex Court, as well by a team from Dechert.
London One Essex Court
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